Audio Compliance Monitoring Analyst
Top Tier Investment Bank have an excellent opportunity to join there Central Compliance Function.
The role is for a global coordinator for our audio communications monitoring process. This involves being accountable for the overall delivery of the monthly monitoring activities on a timely basis.
Responsibilities include:
Confirming the names of all submitters and supervisors that will be subject to the monitoring process by consulting with ICS Compliance each month.
Submitting all requests for data extraction globally on a monthly basis. Producing the monthly Global AComms Monitoring Reporting pack.
Ensuring that all reviewers (either internal or external) have been properly trained, and that the training material used is kept up-to-date at all times.
Ideal candidate will need to be confident and have good communication and negotiation skills in order to manage the relationships with internal and external clients
Will need to have excellent organisational skills to ensure that the process is executed as effectively and efficiently as possible, use their initiative to identify opportunities to further enhance/streamline the process and ideally come from a compliance or monitoring background.
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