AVP, Anti-Money Laundering Compliance Analyst
• Compliance with policies, procedures and US regulations for the Correspondent Banking and Corporate Banking line of business in relation to AML surveillance.
• The Bank meets its statutory obligations for reporting suspicious activity.
• This will involve investigation of suspicious activity from alerts generated by surveillance systems with SAR reporting as appropriate.
RESPONSIBILITIES
• Conduct initial analysis and assessment of alerts generated from Mantas using internal/external research tools.
• Accurately document rationale for case closure or escalation as appropriate.
• Undertake prompt closure of eligible alerts not deemed as unusual or suspicious.
• Make suitable recommendations for alert suppression.
• Take ownership of individual cases using appropriate case management tools and techniques to progress in order to meet timescales for alert investigation processing.
• Carry out varying levels of research/investigation, depending on the complexity of each alert/case.
• Determine if additional field enquiries are required and escalate as appropriate for non/low quality responses.
• Communicate across jurisdictions to gather additional data as required.
• Provide recommendations for SAR filing by presenting documentation to support findings.
• Preparation of quality SAR narrative for presentation at Case review meetings.
• Proactively contribute to team performance.
• Actively participate and contribute in team meetings.
• Provide support and share best practice across team.
• Provide input to continuous improvement and be receptive to change.
PERSON REQUIREMENTS
Basic Qualifications:
• 4-year degree
• 4+ years of AML Compliance and Bank Secrecy Act experience
• 2+ years of experience with Bank operations including SWIFT, CHIPS, Reconciliation etc.
• 2+ years of research and/or investigations including Fraud, AML, Credit or Risk
• 2+ years of case management recording
• 2+ years of Microsoft office applications and internet search tools
Preferred Qualifications
• Experience in Compliance, Risk, Operations or Control
• Knowledge of Correspondent Banking
• Experience with Mantas surveillance system
• Demonstrated strong verbal and written communication skills
• Demonstrated use of analysis and professional judgment, quality control and high standards
To apply please submit your resume to:
Jack Kelly
JKelly@ComplianceSearch.com
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