Business Control & Governance, Private Bank
• Major Private Bank
• Business Focused
• Regional Role
Our client is a major global private bank offering sophisticated products and services to its global network of private clients.
Reporting to the Regional Head of Business Control Governance and managing a small team, you will monitor, execute and follow-up on periodic controls pertaining to Front Office. You will lead or participate in the discussions with Front Office, Legal, Operations and Compliance departments in improving the Front Office Control Framework and resolving issues arising from reviews by internal / external auditor and inspectors. You will participate in conducting training sessions and maintaining the training register for the Front Office and produce monthly management information reporting.
Degree qualified, you will have practical experience in monitoring/surveillance (gained either through business control monitoring, internal audit, external audit or compliance monitoring). With broad experience in Financial Services and market exposure in private banking, you will have a regulatory knowledge and an overall understanding of the business impact of the regulatory environment.
To apply, please submit your resume to Adnan Atan at aa@kerryconsulting.com, quoting the job title and reference number AA5241. Due to high volume of responses, only shortlisted candidates are notified.
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