Global Head of Marketing Compliance
Position Overview:
The Global Head of Marketing Compliance would be responsible for leading and managing the implementation of the firm's global marketing compliance program and advising and providing guidance to the firm's Global Marketing and Communications group.
BlackRock's Global Marketing and Communications group prides itself on creating, communicating, and delivering BlackRock's brand to institutional and retail clients worldwide. Unified under one Global Marketing platform, the teams specialize in a diverse range of functions to provide robust campaigns, advertising, communications, training, investment and educational material, conferences and events.
The group includes specialized teams dedicated to:
- Advertising, Brand Management and e-Media
- Investment and Product Communications
- Creative Services, including project management, design and production
- Distribution Solutions, focused on strategic online business solutions
- Corporate, Retail and Institutional Event Planning
The Global Head of Marketing Compliance position will be based in New York City and will report to the Co-Head of Americas Compliance.
Responsibilities
This individual would be responsible for:
- Managing a global team of compliance professionals that are responsible for providing regulatory reviews of written client communications including (white papers, product sheets, brochures, circulars, product commentaries, pitchbooks, powerpoint presentations, videos, webcasts, audios, websites, television or radio commercials, form letters or e-mails, and article reprints, among other things);
- Partnering and advising the members of the firm's Global Marketing and Communications group on their day to day operations as well as their strategic initiatives.
- Significant experience in communication strategies that implicate social media such as Facebook, Twitter, You Tube.
- Designing and implementing a global review policy;
- Designing and implementing global automated review process and procedures;
- Developing global review standards across various investment platforms;
- Conducting surveillance for compliance reports;
- Maintaining disclosures and risk factors to be used in written client communications;
- Participating in regulatory and internal reviews/audits; and
Qualifications
- 10+ years of asset management, consulting, or regulatory experience.
- Prior performance in a supervisory role.
- Excellent multi-tasking abilities required. Ability to implement solutions is critical.
- In depth knowledge of the US federal securities laws; knowledge of other US and non-US regulatory requirements (e.g., FSA, CFTC) a plus.
- Strong written/oral communication, organizational, and interpersonal skills.
- Ability to work as part of a team and independently in a fast-paced environment.
- Bachelor's degree required; master's degree or law degree a plus.
BlackRock is proud to be an E-Verify Equal Opportunity/Affirmative Action Employer--M/F/D/V.
BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions -- from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and institutional separate accounts, mutual funds and other pooled investment vehicles, and the industry-leading iShares® ETFs.
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