Hong Kong based Anti-Money Laundering (AML)

Position Description

(AML) Group, an integral part of the global Legal and Compliance Division, is charged with day-to-day oversight and coordination of the AML and Sanctions Program covering all of the Firm's various businesses globally, including Institutional Securities Group (e.g. Fixed Income and Commodities, Global Capital Markets, Institutional Equities, Investment Banking, Wealth Management and Research) and Investment Management.

Headquartered in Hong Kong (HK), the Asia (including Japan) Anti-Money Laundering (AML) Group includes dedicated personnel in Singapore and Tokyo as well. My client is seeking a driven and seasoned professional to assist the Regional Head of Asia AML Group in coverage of the AML program for Institutional Securities Group (ISG) businesses across Asia Pacific (excluding Japan) with the following areas of focus:

- AML Policy Procedure
- Advisory
- High Risk Client Reviews
- PEP Reviews
- Client Screening (RDC)
- Payment Screening
- Suspicious Transaction Surveillance Reporting
- OFAC/Sanctions Issues
- Client reviews/enquiries
- Reports Statistics (Local Global)
- Training
- Sensitive Client Reviews 
- Thematic Reviews (e.g. China clients etc.)
- Review Documentation of AML Group Procedures

Based in HK and reporting to the Regional Head of Asia AML Group, this role will be primarily responsible for:

Skills Required

If this is something of interest , please send your profiles to vishal.rajani@empiric.com 

October 6, 2013 • Tags: , • Posted in: Financial

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