Manager, Compliance Monitoring and Testing Banking and Capital Financing
A leading Global Banking Group require a Compliance Monitoring and Testing specialist to join their Investment Banking business. The role will sit very closely to the Origination and MA teams. The role sits at a VP banding and will act as a regulatory SME for this business.
To be considered for this role you would need to demonstrate experience of leading desk based and thematic reviews and have strong experience of the private side of an investment bank.
The role holder will be responsible for assisting the Head of Compliance Monitoring to fulfil the Compliance Monitoring Plan. This will primarily be in relation to the requirements of the FCA rules and the banks policies and procedures in regard to the distribution channels and support functions within. You will be responsible for the planning, undertaking and leading on compliance reviews.
The company can offer experience across a global footprint in a bank that is well known for the size and complexity of it's deals. The monitoring team offer a great team environment and a team of very talented AVPs and Analysts to support this role.
To find out more about this very unique opportunity, please call Stephen Borner at Hays on 02034650110.
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