MLRO & Compliance Officer

This could be an excellent opportunity for an ambitious person who has experience in the field to take the next step into a senior executive role within a private bank.

MLRO Compliance Officer THE ROLE:

- Managing MLRO and Compliance functions in London office

- MLRO implementation

- Monitoring of accounts 

- Assessment of accounts low/medium/high risk. KYC   

- Providing reports to group head of compliance based at head office

- Sitting on New accounts committee

- Compliance Conduct Regulatory Reporting

- Manage and approving new accounts both booked and ran from London

- MLRO training within the office

- Managing relationship with relevant regulatory authorities

- Managing relationship with external legal.

 

REQUIREMENTS:

- University degree or equivalent (Accounting or legal background beneficial).

Minimum five years of banking experience in MLRO or Compliance or legal and accounting.

Experience within a private bank, Asset manager or Large accounting firm

Fluent English (additional languages beneficial)

- Good computer skills

Good Communications skills.

September 17, 2013 • Tags: , • Posted in: Financial

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