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Compliance Team Manager

An exciting career opportunity has arisen within a Financial Services business in Brighton, East Sussex for a Compliance Team Manager. The purpose of the job is to lead a team and support the Compliance Operations Manager in ensuring adherence to all relevant regulatory, legislative, and industry rules/guidance. With particular focus on retail matters e.g. communications and sales, to ensure compliance with the high level principle of clear, fair, and not misleading. The job holder will be expected to:· Provide regulatory support and guidance to the business (and, where relevant, partners) Read more […]

May 15, 2015 • Tags:  • Posted in: Financial • No Comments

Chief Compliance Officer

A Tier 1 Investment Bank is looking for senior compliance professional to manage their compliance function and regulatory relationships specifically relating to Swaps. This cross-product advisory role is an excellent opportunity to build out a function in line with both US and EU regulations, and truly make your mark on the compliance department.The bank is a Tier 1 institution, and a household name in the North American, APAC and EMEA regions. They are continually looking to be trailblazers in the London regulatory area, and are pre-empting major regulatory shifts in the swaps arena by developing Read more […]

May 7, 2015 • Tags:  • Posted in: Financial • No Comments

Senior Compliance Manager (International()

A senior compliance job exists within a highly-regarded, financial services organisation, based in Edinburgh. Support is required to assist the business as they expand their investment portfolio in to international markets. Working in conjunction with the organisation’s legal team and local business partners, the Senior Compliance Manager will be responsible for implementing a robust compliance framework which is tailored to suit various foreign investment locations. Additionally they will provide support to the existing compliance team on compliance matter relating to the UK business; compliance Read more […]

May 6, 2015 • Tags:  • Posted in: Financial • No Comments

Deputy Head of Compliance

A well-regarded European Investment Bank is looking for a Deputy Head of Compliance. The bank is a household name across Europe, Asia and the US, albeit with a smaller London presence. The role itself is as Deputy Head of Compliance, leading a team of 2 responsible for all conduct work in the compliance department. You will be lending advice to the business across the bank on all product lines, as well as managing the strategic work of the compliance department in terms of regulatory developments, policies procedures and the compliance plan. Candidates must have previous Investment Banking Read more […]

May 5, 2015 • Tags:  • Posted in: Financial • No Comments

Compliance Consultant Executive

Compliance Consultant ExecutiveA big four consultancy firm are looking to hire a new Compliance Consultant into their regulatory advice team. With a focus In the retail and wealth business this team engages closely with regulators and leading firms within this sector. As part of a consultancy firm you will gain exposure to a variety of businesses and teams assisting and providing them with support to ensure compliance with relevant regulation.Key responsibilities include: • Strategic implications of regulation• Effective implementation of regulatory directives• Remediation of regulatory Read more […]

May 5, 2015 • Tags:  • Posted in: Financial • No Comments

Compliance Conformance Manager

Compliance Conformance ManagerCompliance Conformance Manager – Wealth SpecialistA global leading financial services provider based in Canary Wharf is looking for a Compliance Conformance Manager to join its newly established Wealth Conformance team. The new team is there to develop a market leading approach to risk assessment and control testing within the first line of defence as a result of the new Conformance Standard which articulates the need for all businesses and functions to have a risk based programme of independent assurance over financial services risks and controls. The role will Read more […]

May 5, 2015 • Tags:  • Posted in: Financial • No Comments

VP Compliance Advisory

VP Compliance Advisory Manager – Wealth ManagementA global leading financial services provider based in Canary Wharf is looking for a Compliance Advisory Manager to join its established Wealth business. This organisation is leading the way in their approach to developing a market leading approach to compliance and creating a culture that is recognised for this globally.The role holder will work with a wider team of regulatory experts to provide day-to-day compliance advice in relation to the distribution of investment products and services by the UK Wealth business. This role will have high Read more […]

May 5, 2015 • Tags:  • Posted in: Financial • No Comments

Compliance Analyst (Compliance Monitoring)

Compliance Analyst (Compliance Monitoring) – Asset ManagementOur client, a highly reputable Investment Manager has an opportunity for a junior compliance analyst to join its successful compliance team.The role will suit someone with 1-3 years compliance experience, and prior exposure to either monitoring or investment compliance. The position will provide you with fantastic development opportunities and a large degree of autonomy.This is an exceptional opportunity, requiring candidates who have good academics and have spent time working at an Investment Management firm or Hedge Fund.You Read more […]

April 30, 2015 • Tags:  • Posted in: Financial • No Comments

Payroll Systems and Compliance Coordinator

My client, a globally known FMCG Manufacturing company with outstanding annual growth has launched an initiative to transform the way HR Transactions Payroll Services are delivered. They are ultimately creating an HR Operations function that provides comprehensive solutions for employees, managers and other business partners through HR technology and common processes.You can be part of this exciting change! My client is looking for a Payroll Systems and Compliance Coordinator to join their Payroll and Compliance team in Bristol. In this varied job you will be helping the Compliance team to Read more […]

April 28, 2015 • Tags:  • Posted in: Financial • No Comments

FICC compliance advisory

A tier 1 investment bank, one of the world’s most preeminent financial institutions, is looking to recruit an FX Rates Compliance Advisor to partner their market-leading trade function as a member of their highly regarded compliance function.This reputable bank offers remarkable professional development opportunities and unrivalled exposure to global FX Rates markets, whilst also providing exceptional career support and a fantastic work-life balance. Staff satisfaction levels are incredibly high, and the firm has high staff retention rates across the business.As a member of the FX advisory Read more […]

April 28, 2015 • Tags:  • Posted in: Financial • No Comments