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Strategic Design and Change Director – Business Architect – Wealth Management
This role gives the opportunity to have a global remit and a vast level of ownership through numerous important strategic and regulatory projects, leading the divisional groups design effort on large scale, high profile assignments. This is a fantastic opportunity for a candidate looking for the exciting prospect of transforming this Tier-1 client with changes vital for the future. Main responsibilities: Plan and enhance propositional design through both regulatory and business requirements Validate and approve target proposition and model design through relationships with senior management Read more […]
Strategic Design and Change Director – Business Architect – Wealth Management
This role gives the opportunity to have a global remit and a vast level of ownership through numerous important strategic and regulatory projects, leading the divisional groups design effort on large scale, high profile assignments. This is a fantastic opportunity for a candidate looking for the exciting prospect of transforming this Tier-1 client with changes vital for the future. Main responsibilities: Plan and enhance propositional design through both regulatory and business requirements Validate and approve target proposition and model design through relationships with senior management Read more […]
Wealth Management Associate
Key responsibilities: Liaising closely with clients and answering their queries in order to meet their needs Attending numerous client meetings Issuing various client reports on regular basis Support the Investment Director with any ad-hoc projects and tasks The successful candidate will have: Degree qualified (or equivalent) A strong proven track record of working within Wealth Management space Excellent verbal and written communication skills Strong IT Skills Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake Read more […]
Senior Internal Auditor, Private Banking and Wealth Management
Our client, a tier one global bank is seeking a Senior Internal Auditor to join their Private Banking and Wealth Management team. You will plan, scope, action and deliver end to end audits (initially with support from your manager) and work closely with other team members. Candidates must be fully qualified ACA, ACCA, CPA or CIA and ideally have qualified with a Top 10 firm. As you will receive extensive on the job training, prior experience in financial services is not required, making this an excellent opportunity for a talented audit professional to begin a career in banking. The scope of this Read more […]
Fair Lending & Bank Advisory Compliance Lead for Award-Winning Wealth Management Firm
– Global Wealth Management Firm -Based in New York City -180-200k salary plus 50% bonus International wealth management firm is looking to bring on a private banking compliance expert. This firm provides wealth management solutions to high net worth and institutional clients. Within this role, you will serve as the specialist for regulatory and compliance related matters, developing relationships with the compliance internal testing team and the compliance director. Candidates will ideally have around 10 years of compliance related experience in consumer and private banking as well as a thorough Read more […]
MNC IB, General Compliance, wealth management, 12 months
The CompanyOur client is a prestigious international investment bank who is currently looking for a compliance contractor for initially 12 months with potential of turning permanent. You will report into the head of compliance in HK.The Roleperform regular compliance testing to ensure that bank complies with all relevant securities regulations and in-house policies and procedures.perform daily and monthly trade surveillance review for wealth management and brokerage business; prepare summary of findings and review reports to Compliance Manager and Head of Compliance, WM, HK.review employee accounts Read more […]
Wealth Management Compliance (CONTRACT)
I am particularly looking to hear from candidates with a strong awareness of regulatory impacts on the wealth industry such as COBS, RDR and TCF. If you have a background in wealth management/private banking compliance either generalist, monitoring or advisory then please do call me to discuss the opportunities or send your CV to emma.finch@bruinfinancial.com
Corporate Strategy Manager, Wealth Management
Our client is a global wealth management business. They are now looking to recruit a Corporate Strategy Manager. The role will report to the Senior Director of Strategy. The position will work on the formulation of corporate strategies for the wealth management division. This will involve blue sky strategic thinking, the writing of the strategic plan, assisting the businesses with specific strategic projects and special project work. You will have considerable interaction with senior management. It’s a great role. Candidates will have a background as follows: – Senior Manager Read more […]
Corporate Strategy Manager, Wealth Management
Our client is a global wealth management business. They are now looking to recruit a Corporate Strategy Manager. The role will report to the Senior Director of Strategy. The position will work on the formulation of corporate strategies for the wealth management division. This will involve blue sky strategic thinking, the writing of the strategic plan, assisting the businesses with specific strategic projects and special project work. You will have considerable interaction with senior management. It’s a great role. Candidates will have a background as follows: – Senior Manager Read more […]
Compliance Review Analyst – Wealth Management
As a Compliance Review Analyst, Wealth Management, your primary responsibility will be to assess Macquarie Private Wealth Advisor’s practices for adherence to relevant legislation, regulations and other licensing obligations under our AFSL. You will then identify remedial actions to be undertaken and assist representatives in understanding their obligations.Key responsibilities include:undertaking the compliance assurance program specific to financial product adviceidentifying and escalating compliance incidents arising from the assurance program to the Compliance Division and RMGproviding coaching Read more […]