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Compliance Associate, Private Banking ($30-40k/mth)
The CompanyAn expanding private bank, with strong presence in Europe, Middle East andAsia, with over 50 employees in HK, currently looking for a compliance associate to join their general compliance team.The RoleAs part of their growing business, you will be reporting to Head of Compliance in HK, responsible for performing transaction monitoring and identifying suspicious transactions, providing compliance advisory to business, ensuring AML policies and procedures are in line with regional offices. You will also be responsible for licensing applications, regular compliance review as well as other Read more […]
Senior Internal Auditor, Private Banking, London
Through a combination of organic growth and significant acquisition, this Private Bank is expanding its internal audit team to meet the expanding needs of their business. This highly regarded, listed asset and wealth manager is the sort of employer that typically turns people’s heads. A senior auditor within this relatively small team will work with other private banking audit specialists to deliver an audit programme which is highly valued by the wider business. You will be given the scope to run substantial projects and the autonomy to pursue the risks which really matter. The firm has global Read more […]
Compliance Advisor, Private Banking
The role will provide advice and guidance to the private bank, working with a variety of relationship managers, business heads and regulators. Our client particularly needs people that have experience on financial promotions and working with a client base in one more of the following regions: Asia, Africa, Middle East. You will support other compliance team members when needed within monitoring and reviewing country guidelines, advising on enhanced due diligences and generally contributing to ensuring the bank’s meeting FCA and wider regulatory standards; interpreting and reviewing policies and Read more […]
Private Banking Compliance Advisor
Candidates should have the following skills and experience: *In depth understanding of UK regulations. *In depth understanding of the day to day operations of a bank *In depth understanding of private banking products, their structures, the risks associated with them and how they are impacted by legislation. *Ability to interpret these regulations, produce and communicate procedures and policies. *Excellent planning and organisational skills. *Ability to work on own initiative and with a high degree of independence. *Relationship building skills – both internal and external. *Excellent written Read more […]
Digital – Senior Programme Manager – Private Banking
As the programme manager, you will be assigned with a budget in excess of £80million and tasked with running the programme from initiation to completion. The aim of the programme is to upgrade and improve the ability of the banks sales force to be better equipped to perform their job on the road and enable them to present the full product suit remotely. This is a unique offering and one which will require a Senior Programme Manager versed in large scale change initiatives throughout a large complex banking environment. If you are interested in learning more, either contact me directly on me@mondrian-alpha.com Read more […]
Business Analyst – Private Banking
“Alexander Ash is acting as an agency for the purpose of this advert. Please also view our website for other similar opportunities; http://www.alexanderash.com/banking-jobs.php” Business Analyst is required for a large strategy programme within the buyside – Private banking / Wealth Management / Asset Management background is key to understanding the business needs. Liaise with Business (product specialists, asset managers, investment managers, etc) to define, document and then manage the requirements of the various work-streams. Undertake investigations of data and processes, engage with Read more […]
Senior Manager, Private Banking Compliance
High Risk Role Within HSBC certain roles are designated as High Risk Roles. High Risk Roles are those where employee malpractice could lead to significant financial and/or reputational damage through internal fraud, data loss, bribery or the leaking of confidential information. For these roles, all internal and external applicants are required to undergo a range of enhanced security/background checks as part of the pre-employment vetting process.This role has been designated as a High Risk role and any candidate hired into this role would be subject to this vetting. In the event that you are short-listed Read more […]
Senior Fixed Income Data Analyst, Private Banking, Geneva
In this challenging opportunity, you will be mainly responsible for developing their Fixed Income Security Data sets. Further duties will include: Improve securities data model used by fixed income, Collaborate with Senior Management on set-up and production organisation of fixed income securities and data model, Provide support to fixed income Fund Managers Traders. In order to be considered as a potential candidate, you must have the following requirements: Minimum 3 years’ experience in a similar position, Solid knowledge of fixed income OTC products as well as good understanding of fixed Read more […]
Sr. Managing Counsel, Private Banking/Wealth Mgmt Job
Sr. Managing Counsel, Private Banking/Wealth Mgmt (Job Number: 1311769)DescriptionBNY Mellon is seeking a dynamic, highly experienced attorney with responsibility for the legal affairs our Wealth Management and Private Banking business. This role provides solution driven legal services to senior leaders within Wealth Management and Private Banking and additionally, manages the attorneys and legal personnel supporting these businesses. This position reports to the BNY Mellon Deputy General Counsel responsible for Investment Management and is part of the Investment Management Legal Teams senior leadership. Read more […]
Private Banking Client Relationship Manager
Leading International bank is looking to recruit a number of relationship managers within their Private and Retail arm. This is a unique opportunity to join a top tier bank as a private banker that is renowned for their training and client attraction.The role as the Private banker will be offering the bank’s clients a first class service by understanding their financial goals and working with the clients to help develop and protect their wealth.This will be achieved be delivering a consistent and tailored wealth management service to their clients. The main part of the role as the private Read more […]