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AVP, Legal, Compliance & Secretariat, DBS Vickers Securities
DBS is a leading financial services group in Asia, with over 250 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for five consecutive years from 2009 to 2013 DBS Vickers Securities is one of the largest Read more […]
Assistant Junior Accountant – Legal Entity – Private Bank
JP Morgan Private Bank offers high-net-worth individuals tailored, integrated solutions to the complex personal and business needs that wealth creates over time and across generations. We take a personalised, 360-degree approach, cultivating a careful understanding of each client’s unique goals, circumstances, and appetite for risk, and examining all elements of the wealth picture together in order to understand how one decision affects another.JPMorgan International Bank Limited (JPMIB) is the Private Bank booking entity for on shore business activity in Europe. JPMIB is a UK bank regulated by Read more […]
Client Documentation Negotiator, Traded Products Legal
Part of the unit responsible for the negotiation and completion of Client Master Agreements and related collateral agreements (ISDA, CSA. CSD, FX Prime Brokerage, Repo, Securities Lending, Exchange Traded Derivatives and Cleared OTC Derivatives) with counterparties in Europe, Middle East and Africa, including banks, mutual, pension and hedge funds, corporates and insurance companies. The negotiators are responsible for negotiating master agreements and resolving related issues, such as capacity, to ensure the optimum reduction of risk in line with the credit and legal policies/standards of the Read more […]
Legal Assistant, Senior Associate
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
Regulatory Paralegal
Job ID: 13930Position Description: ESSENTIAL DUTIES AND RESPONSIBILITES • Assist in preparing regulatory filings, including fund registration statements, prospectuses, Statement of Additional Information for PIMCO’s proprietary ’40 Act Funds.• Prepare and draft statutory prospectuses and summary prospectuses using a content management system.• Coordinate responses to various information requests, including regulatory and client requests. • Work with account management to produce responses to sub-advised 15(c) due diligence questionnaires.• Production of documents related to account openings Read more […]
In-House Legal Counsel
Primary Purpose of Role: Responsible for advising on a range of legal issues affecting the following business areas, ultra high net worth clients, derivatives, foreign exchange and private investments. Provide back up to the General Counsel with regard to discretionary and advisory investment management and financial advisory business and other general corporate issues. Behaviours, Actions and Responsibilities: Achieving Results: Negotiate, draft, vet and interpret legal documents, agreements. Analyse and provide advice on cross border legal issues such as customer solicitation, provision of investment Read more […]
Senior Legal Counsel/Solicitor/Barrister
Senior Legal Counsel/Solicitor/Barrister – Structured finance, Lending/Trade London, up to £500 per day; 6 months A top tier bank is looking for a Senior Legal Council to support the division head in delivering the legal strategy across Structured finance. You will have extensive experience and knowledge as a Solicitor or Barrister having worked in the magic circle or with large banks. With a background in mergers and acquisitions, you will be responsible for effectively managing the legal risk and formulating dynamic solutions to reduce the same. Key skills: Extensive experience as a Solicitor/Barrister Read more […]
Project Manager/Business Analyst – Top Tier Investment Bank – Legal/Compliance functions – experience of working with Lawyers would be advantageous
We’re recruiting for a structured, end-to-end Project Manager who has experience of working on legal projects and experience of working closely with legal stakeholders. For more information, feel free to contact me on Kam.Bamrah@alexanderash.com. To be kept in the loop of other, similar Change and Transformation (Contract) roles – lets connect on LinkedIn: uk.linkedin.com/in/kambamrah/ – we work for leading Investment Banks, Management Consultancies and a few Buy-side clients who are based in the City and Canary Wharf. For anyone you recommend to me – you will be rewarded with an Ipad or £250 Read more […]
Compliance Auditor (Regulatory / Legal)
Our client is in search of an AVP Compliance Audit professional based in London. The successful applicant will be accountable for assessing the adequacy and effectiveness of controls designed to ensure the CIB businesses comply with relevant key regulatory requirements. The parameters of the role involve monitoring adherence to regulatory change, helping ensure appropriate audit coverage of regulatory compliance within CIB business audits, leading the planning and execution of CIB Compliance related audits, and maintaining relationships with and providing control related advice to business stakeholders.Responsibilities: Read more […]
Senior Negotiator- Legal Specialist
Position Description:Allegis Group Services are the onsite recruitment partner at RBS and manage all contract and temporary opportunities for RBS MIB (Markets and International Banking).We want to connect with you and provide visibility to all the latest opportunities and events at RBS. Detailed below is just one the many contact opportunities for which we are currently seeking candidates for. Join our Talent Community in 3 clicks and let us follow your career so we can contact you when we have opportunities to share.http://connect.find.ly/ags-rbsWe have an outstanding contract opportunity for Read more […]