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VP Securities Compliance Officer
Within this role you would advise on including trade reporting, underwriting, Rule 10b-18 buy back programs, Reg. SHO, securities lending, best execution, mark-ups/mark-downs, testing and monitoring.You would be responsible for the following:Conduct surveillance of equity transactions for the market abuses and compliance with supervisory requirements.Advise on globally branded research issues including Rule 2711, Reg. AC, and developing appropriate disclosures and disclaimers.Advise on Rule 15a-6 and administer procedures controlling activities of foreign affiliates in the US.Advise on equity capitalmarket Read more […]
AVP/VP Investment Funds Counsel
You will report directly to the Deputy General Counsel and be responsible for focusing on the legal servicing needs of our portfolio departments, as well as to handle other corporate and securities law matters.You will be responsible for the following primary duties:* Review of deal and financial products documentation and closing of transactions involving investments in portfolio securities for mutual fund and other advisory clients, with particular emphasis on public and private debt and equity offerings of U.S. and non-U.S. issuers. * Responsibility for handling questions from portfolio managers Read more […]
Investment Analyst Team Leader- Fund Selection Team
Dublin OpportunityRole: The investment analyst will supervise a small team of analysts primarily focused on the structure and monitoring of a UCITS fund of funds umbrella. Research will be primarily equity focused encompassing the major developed and emerging markets. The work environment is dynamic and would afford a person with experience in a similar role in asset management the ability to expand upon their knowledge of the investment industry. Duties and responsibilities will include, but not limited to the following: Reviewing and monitoring of UCITS Funds of Funds encompassing equity Read more […]
Financial PR Account Manager / Director
Our objective is to provide the highest quality advice and implementation on communicating with financial market participants and corporate stakeholders. Our clients are in a variety of industry sectors, geographies and ownership structures, with our listed clients varying from under £50 million to over £50 billion by market capitalisation.Job description: Candidates should combine passion for the media and the City with strong communication and analytical skills, ideally with 3 yr+ experience in financial and corporate PR, banking or other finance-based services industries. The successful Read more […]
Partner Level Restructuring profile for distressed debt hedge fund / London / Competitive
A London hedge fund with in excess of $7billion of AUM is looking to appoint a partner level restructuring candidate to a buy side position on its flagship distressed debt book. The team has an outstanding reputation in the distressed debt space and the successful candidate will be joining a dynamic team in a high impact role. Candidates will have experience in: · Refinancing· Valuations and detailed financial modelling · Read more […]
Management Consultant Electronic Trading- FIX, Index, Benchmark, Latency, Infrastructure
Electronic trading consultant – FIX, Index, Benchmark, Latency, Infrastructure Alexander Black Recruitment is urgently looking for an Electronic Trading Consultant to join our high profile client.Our client provides independent expert advice, implementation and remediation for front office electronic trading environments. Their clients include leading investment banks, asset managers and hedge funds. They use well-established and bespoke methodologies to deliver solutions ranging from trading platform reviews to ultra-low latency design and development of front office trading Read more […]
Structured Products Sales to HNWIs
Our client is a renowned Asian Bank who is able to offer growth and stability to candidates who join them.Sitting within Investments team within the Sales and Trading arm of my Asian Banking client, we are looking for an Bahasa Indonesia speaker who will be responsible for structured product flow sales to their High Networth Individuals clientele.Candidates should ideally come withat least about 4-7 years of product sales experience in a private banking environment and strong track record in at least 1 asset class (FX, Fixed Income, Equity Derivatives like DCI, ELN etc)Possess fluency in Bahasa Read more […]
Business Development Manager, South East Asia
Position Description:The Company Tracing our roots to 1928, Wellington Management is one of the world’s largest independent investment management firms. With more than US$700 billion in assets under management, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 50 countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment Read more […]
Sponsored Products Content Manager
Position Description:Tracing our roots to 1928, Wellington Management Company, LLP is one of the world’s largest independent investment management firms. With US$758 billion in assets under management as of 31 December 2012, we serve as a trusted adviser to institutional clients and fund sponsors in over 50 countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment Read more […]
WMP (Pooled Funds) Client Service Manager
Position Description:Tracing our roots to 1928, Wellington Management Company, LLP is one of the world’s largest independent investment management firms. With US$758 billion in assets under management as of 31 December 2012, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 50 countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset and alternative strategies. As a private partnership whose sole business Read more […]