Compliance Manager Jobs Scotland

An excellent opportunity has been created for a compliance manager based covering Scotland and the North of England for a well respected UK wide IFA business.Within this role it will be crucial to provide ongoing compliance advice, support to, and monitoring of, Sales Managers and Advisers and also to ensure compliance to both internal and FSA Regulatory requirements are met.The successful candidate will also be responsible for monitoring of the Sales Management implementation and maintenance of the TC scheme, particularly in relation to KPI reviews, client meeting observations, development and Read more […]

May 8, 2009 • Tags:  • Posted in: General • Comments Off on Compliance Manager Jobs Scotland