Unit Link Investment Compliance Specialist Required

This is a fantastic opportunity at a leading Investment Firm who are searching for a Compliance Monitoring Specialist to join their team.

You will sit within the Investment Compliance function and report directly to the Chief Risk Officer.
Key responsibilities of the function include the delivery of high-quality risk and regulatory guidance, as well as a broad range of oversight, advisory and assurance work.

This role would be well suited to a flexible and perceptive individual who crucially has a good understanding of Unit Linked or Funds compliance, within a financial services or life and pensions environment.

Key responsibilities:

• Interpreting and implementing 1st line regulatory policy
• 2nd line support and challenge relating to key product and proposition development initiatives and regulatory change
• Communication of regulatory developments and provision of briefing material relating to the implications for the company – engaging with key stakeholders and management
• Be a regulatory subject matter expert in areas of investment compliance

This role represents a fantastic opportunity within a firm which offers a proactive and collaborative team environment with an emphasis on personal development and contact with senior management.

For more information, please contact Katy Quicke at Hays 02034650110

June 11, 2014 • Tags:  • Posted in: Financial

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