2 Compliance Officer roles in Securities (Hong Kong)/Capital Markets(Singapore) recruitment
1.) Hong Kong Compliance officer role for Securities business:
Responsibilities:
- Dealing with enquiries from Regulators/Exchanges
- Keep abreast of all current and future regulations and related legislations.
- Monitoring of Regulatory procedures.
- Assist in updating policies and procedures
- Providing regulatory guidance to all staff where required.
- Provide any reports, findings, recommendations etc. to Head of Department
- Use knowledge application to develop others in the Department
Requirements:
- 3 years' industry experience in a Securities firm
- Microsoft office applications - must be computer literate
- Securities Institute qualification desirable but not essential
2.) Singapore Compliance Officer role for Capital Market business:
Responsibilities:
- Dealing with enquiries from Regulators/Exchanges
- Keep abreast of all current and future regulations and related legislations.
- Monitoring of Regulatory procedures.
- Assist in updating policies and procedures
- Providing regulatory guidance to all staff where required.
- Provide any reports, findings, recommendations etc. to Head of Department
- Use knowledge application to develop others in the Department
Requirements:
- 3 years' industry experience in a Capital Markets firm
- Microsoft office applications - must be computer literate
- Securities Institute qualification desirable but not essential
For further information please call Komal on +65-6323 5124. To apply please send your updated resume to komal@ksconsulting.com.sg.
Please note that only shortlisted candidates will be contacted
March 15, 2012
• Tags: 2 Compliance Officer roles in Securities (Hong Kong), Capital Markets(Singapore) recruitment, Compliance, Legal careers in the Singapore • Posted in: Financial