Archive for September, 2013
Compliance Financial Promotions
Talk to a consultant Talk to Katherine Lord, the specialist consultant managing this position, located in London Contact consultant ttelephone:0203 465 0110 ffax:020 3465 0003 5th Floor, 107 Cheapside, London, London, United Kingdom, EC2V 6DB
Senior Compliance Specialist, Investment Products
Responsibilities: Provide professional compliance advisory to the senior management and business units on Investment Products. Perform regular compliance reviews and checking on staff dealing, clients’ investment suitability management, individual and corporate licensing. Develop, update and review compliance policies and procedures, and ensure that they are in comply with the legal and regulatory requirements. Act as the focal point in liaison with local regulators including HKMA and SFC. Promote compliance awareness and perform compliance training to the staff Perform ad-hoc compliance projects Read more […]
Global FX Spot Trader
My client is a leading Global Investment Bank looking to add an G10 + EM FX spot trader to their FIC team in London. The candidate must have a proven track record of generating strong PNL figures from market making G10 / EM foreign exchange spot products. The candidate must be comfortable managing and taking own risk and will have been market making these products in a previous role on the sell side for a minimum of 5yrs. Responsibilities:Execute trades, managing own risk – primarily in G10 + emerging markets and specifically fx spot. Update colleagues and clients on market developments and price Read more […]
Syndication Specialist
Responsibilities: Marketing and execution process of debt issuances Involve with bond issuances from syndication (communicating with other banks), followed by marketing (coordination of marketing and investor road show), book building and allocation Provide clients with debt financing advisory (including bonds, hybrid capital, structured products, derivatives, and liability management), working closely with Investment Banking Department in pitching for fixed income transactions and developing businesses Execute transactions including managing underwriting risk, coordinating the marketing, book Read more […]
Legal Counsel – Transaction Banking
Job DescriptionWe are seeking a Legal Counsel to joing our regional Wholesale Banking Legal team based in Dubai, UAE. Your focus would be Transaction Banking (Trade Finance/Cash Management) amd you should have an expertise in this area.Key Roles Responsibilities1.To provide legal support to the Wholesale Bank in the Middle East, Pakistan and Africa. 2.To provide legal support on a transactional, product and project basis for the Transaction Banking business. The role will cover MEPA, with a principal focus on trade finance and cash management. 3.To assist the Wholesale Bank in procuring that appropriate Read more […]
Operational Due Diligence Analyst (f/m)
A role within our operational due diligence team of 4 analysts within Alternative Fund Solutions division with a global reach and coverage to perform operational due diligence assessments and reviews on hedge fund managers Analyze audited financial statements of current and prospective hedge funds Review hedge fund legal and marketing materials Prepare and conduct full onsite meetings/interviews/inspections with senior Operations, Accounting and Business professionals at current and prospective Hedge Funds; travel overseas likely required Arrange and conduct reference calls with key hedge Read more […]
Business Analyst VP – Trade Finance
A fantastic opportunity has arisen for a Business Analyst to join a Global Treasury Business within technology to assist with a multitude of new and exciting global processing initiatives. Our client is one of the world’s leading financial organisations who provide market leading products in asset management, investment banking, risk management and retail banking. Responsibilities of the role: Meeting with stakeholders to harness requirements utilizing your knowledge of the market Writing technical specifications from translated requirements taken from various business units Support and deliver Read more […]
Zai*Net / Aligne Business Analyst Contractor – ?600
The successful Zai*Net / Aligne ETRM Business Analyst will be an experienced individual with several years commercial experience working in UK Gas Power ETRM working on any major ETRM system, but will have gained significant recent Zai*Net / Aligne experience, as this is the system that you’ll be working on. As such, you’ll need to be very credible and able to write functional specs and reports or interfaces. The successful Zai*Net / Aligne Contractor will need to be available to start work by early October at the absolute latest but ideally sooner. Please e-mail me at d.smith@bramwithconsulting.co.uk Read more […]
Compliance Monitoring Executive
Our client is the Investor Services division of an instantly recognisable global investment firm . This role will require the successful candidate to understand the application of the FCA Handbook in the context of a custodian business with significant UK based market products operation. The firm is based in the heart of the city of London and is able to offer an excellent work-life balance , typically involving a 9-5 working pattern . A full specification is available upon request , however key responsibilities will include : *Conduct and develop compliance monitoring under the supervision Read more […]
Supervisor, Asian Core Operations
You will actively support the Fund Managers and Traders on all operations queries in Asia. Responsible for the data management of pricing feeds and manual pricing, you will ensure accurate valuing of client portfolios. You will be involved in the creation of exchange traded and OTC securities, maintenance of static data for securities, fully understanding the data flows, controlling risk and procedures associated with all daily tasks. You will also provide additional in-depth support to Fund Managers and traders on the matching of OTC derivatives (IRS, CDS, equity swap), FX instruments (including Read more […]