AML Compliance – AVP/VP recruitment
The successful candidate will be responsible for ensuring adherence to the firm's AML Compliance Program and guidelines and will co-ordinate and monitor day to day compliance with applicable money laundering laws, rules and regulations.
In the role you will:
- Draft and implement applicable AML policies
- Provide training to employees on AML related topics
- Write investigative and suspicious transaction reports
- Review prospective clients
- Conduct background investigations
- Interpret relevant AML laws, rules and regulations
To be successful in the role you will have:
- A minimum of 5 years general securities compliance, law enforcement, investigative or forensic accounting experience
- Experience in reviewing client trading and transactional activity
- Good understanding of the securities industry and investment products
- Fluency in English and Mandarin
For more information please contact Stefanie Nitze on +852 2973 6333 or email stefanienitze@taylorroot.com.hk
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
August 3, 2012
• Tags: AML COMPLIANCE, AVP, Compliance, Legal careers in the China, VP recruitment • Posted in: Financial