AML Compliance Officer recruitment
Your duties will include, but are not limited to:
* Review and evaluate internal controls and procedures for complying
with AML/KYC and OFAC regulations.
* Review and revise policies and procedures applicable to AML/KYC
Compliance and conduct Risk Assessments;
* Perform anti-money laundering monitoring and testing;
* Develop and implement appropriate internal controls to monitor
day-to-day compliance with all applicable Regulations and Guidelines.
* Respond to inquiries from Front Office personnel and the New Account
Opening Team regarding appropriate CIP/KYC for clients providing high level guidance
* Provide compliance support for audit and exam requests;
* Collaborate with Front Office, Support Units, Head Office, and the
affiliated Bank's New York Branch to develop specific procedures to implement AML policy.
* Design and conduct periodic AML and OFAC training.
* Manage projects involving new business initiatives and coordinate
with the CCO and the Legal Department.
* Perform other General Compliance duties and responsibilities as
assigned by Chief Compliance Officer.
EXPERIENCE:
* 5-12+ years of experience with USA PATRIOT Act, Bank Secrecy Act and/or AML regulations issued by U.S. Securities, Banking, Derivative and futures regulators. Some exposure to UK FSA and JMLSG guidelines and regulations preferred but not required.
* Strong knowledge of regulatory and internal control requirements, particularly in relation to AML laws (Bank Secrecy Act, Patriot Act, etc.) and regulations.
* Experience in a Global institution;
* Excellent interpersonal skills, with a strong personality, confident, highly motivated and organized, team player, but able to operate under their own initiative.
SKILLS:
* Ability to execute projects and tasks accurately and on time
* Strong written and oral skills
* Ability to multi-task and juggle long term and short term goals effectively
Familiarity with Microsoft Excel, PowerPoint and Word are key to functioning effectively with the day-to-day tasks.
This position will be located in the New York Office.
The role is offering a base salary (commensurate w/ experience)