AML Compliance Officer recruitment
Responsibilites:
- Assist in the overall design and implementation of the AML Compliance Program.
- Conduct investigations of clients or potential clients to detect possible violations of the Bank Secrecy Act (BSA), including all relevant sections of the USA PATRIOT Act, and determine if a Suspicious Activity Report is required. Prepare SARs as needed.
- Assist in the development of monitoring and surveillance reports.
- Review client on-boarding files prior to account opening to ensure appropriate KYC documentation has been obtained and adequate due diligence has been conducted.
- Assist in the development and enhancement of existing BSA/AML and OFAC policies and procedures.
- Assist in preparing information and responses to internal and external examiners.
- Lead AML Training to employees at the firm.
Requirments:
- 5 +years of direct experience in AML compliance (within a broker dealer and/or a future commission merchant), with a strong knowledge of U.S. AML laws and regulations including the USA PATRIOT Act, Bank Secrecy Act and OFAC sanctions program.
- Strong organizational and effective communication skills, including presentations and public speaking.
- Must be highly flexible, multi-task oriented and capable of changing directions based on business demands.
- Team-oriented with strong interpersonal skills, ability to manage conflict and deal with pressure in a positive manner.
- Experience with and exposure to internal control functions and regulators within the US, and in particular securities AML regulators.
- Bachelor's degree from an accredited college/university preferably in accounting, finance, economics or related discipline.
Great opportunity to work for a dynamic, fast paced international brokerage firm. Great benefit package including generous PTO (Paid Time Off) package, 401k plan, education assistance, annual bonus and more. Nice office environment, conveniently located close to trains. Please email resume to our Human Resources Consultant.
PARKWAY CONSULTING
pat@parkwayconsulting.com
About Parkway Consulting
Parkway Consulting is a Chicago-based human resources consulting firm, with a broad client base encompassing the financial services industry (including asset classes in futures, equities, options), FCM’s. Broker Dealers, proprietary trading, venture capital, and exchanges.
August 30, 2012
• Tags: AML Compliance Officer recruitment, Equities careers in the USA • Posted in: Financial