AML FIU Investigation Officer recruitment
The Anti-Money Laundering (AML) Financial Investigation Unit (FIU) FIU works as a team to combat money laundering, corruption and the financing of terrorism for the bank. This position reports directly to the South Asia AML Head of FIU and to Local Head of AML. The scope of the role includes but is not limited to
- Investigating, managing and ensuring the timely resolution of unusual activity escalations.
- Preparing detailed investigation reports and maintaining comprehensive investigation files.
- Filing of suspicious transaction reports to the local authorities
- Provision of advice to the Business and Support functions with respect to AML controls and on applicable internal policies and local law.
- Reviewing and investigating payment alerts.
- Keeping AML compliance manuals and bulletins up-to-date.
- Coordinating global FIU search requests and preparing periodic management reports.
- Supporting global FIU in APAC media monitoring.
- Handle local authorities' search requests or production orders.
- Assisting existing team members in diverse tasks including regulatory reporting/inspection and internal/external audits.
- Keeping abreast of regulatory developments in prevention of money laundering and terrorist financing activities to assess impact on the Singapore and South Asia business.
- Performing due diligence on prospective client relationships.
Requirements:
Our ideal candidates should have the following requisites:
- University graduate with 2 – 5 years of relevant experience
- Previous legal, compliance, regulatory or audit experience in the area of Anti-Money Laundering pertaining to private banking, wealth management or investment banking would be highly preferred.
- Proactive and able to work independently.
- Attention to detail and thorough record-keeping abilities.
- Strong communication skills, including the ability to deal with potentially contentious issues effectively.
- Former suspicious transaction reporting officers with the Commercial Affairs Department will be an added advantage
It starts with you:
We can offer you an exciting, fast-paced working environment, a culture of mutual respect and teamwork and the opportunity to play a vital role in our growth. If you are attracted to joining an organization where every individual's contribution counts and where your talent will impact on our future, please apply for this position. It starts with you.
To read more about this opportunity and to submit your application, please click on the Apply for Job button. You will be redirected to the UBS career website where you can submit your CV. All applications will be reviewed and responded to by the UBS recruitment team.
Disclaimer/ Policy Statement: UBS is an equal opportunity employer. We respect and seek to empower each individual and the diverse cultures, perspectives, skills and experiences within our workforce.