AML Monitoring, Inquiries and Investigations Analyst
Position Description
-- Assists with compliance with USA PATRIOT Act and Office of Foreign Assets Control sanctions requirements.
-- Resolves surveillance items flagged as potentially suspicious transactions or exceptions.
-- Investigates potentially suspicious activity arising from account surveillance, branch escalations and Grand Jury Subpoenas. Drafts and assists with filing of Suspicious Activity Reports.
-- Conducts due diligence searches in various third-party and internal databases.
-- Reviews and monitors client accounts for potential matches to designated sanctions targets and prohibited persons lists.
-- Responds to questions from the field on the AML Information Line.
-- Leads AML trainings to targeted divisions within the Firm
Skills Required
Strong AML investigatory and analytical skills, detail-oriented. Experience with sanctions screenings. Refer to position description.
Skills Desired
Refer to position description.
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