AML REGIONAL TESTING HEAD recruitment
An integral member of the Regional Compliance Testing function responsible for the management and maintenance of the risk focused Testing, performed at the country/Regional level, with a specialization in AML. Establish effective and optimal Test Plans for AML ensuring that the AML Test Plans in each country are risk based, covering key risk areas and trends. Work closely with the Regional Testing Heads and the Country Testing teams to monitor AML Test Plans progress, test results and observations, adequacy of controls. Manage interactions with Regional AML Compliance, proactively identify emerging AML related control concerns and risk areas and/or trends, escalate to appropriate seniors for appropriate actions, and provide recommendations as needed and initiate Testing if required. Through advice and expertise, identify practical solutions to address control weaknesses and process deficiencies that are of concern to the business. Oversee and enhance the AML Testing Analytics function. Remain abreast of legal and regulatory changes in order to ensure monitoring and testing practices are up-to-date with the regulatory environment. Lead /or participate in AML reviews and discussions, including planning/scoping of review and execution of the test program. On an on-going basis, review the scope, coverage, work-papers/test results and reports from the country teams, before each review is concluded to ensure quality and consistency of reviews. Work closely with the global/regional/country Control teams on various AML Testing initiatives, projects, system migration and any ad-hoc requests/deliverables from various sources.
To qualify for the position, you should be a University graduate with a minimum of 8 years relevant experience. Sound regulatory knowledge. Strong analytical and execution skills. Good communication and interpersonal skills.
Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2014.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)