Asset Management, Compliance Manager recruitment

Resposibilities:

1.            Periodic review of client portfolios for compliance with investment guidelines - report and document all breaches and monitor rectification measures;

2.            Carry out requisite checks and reviews as stipulated in compliance manual;

3.         Handle all regulatory requirements in relation to fund management licence, the Securities and Futures Act, Financial Advisers Act, European Communities (Undertakings for Collective Investment in Transferable Securities Regulations) etc;

4.            Craft and review policies and procedures to adhere to laws and regulations;

5.            Notify representatives and all related and ancillary regulatory requirements;

6.            Handle all regulatory submissions;

7.            Liaise with MAS on regulatory matters;

8.            Interact with clients and prospects on compliance due diligence;

9.          Collaborate with client services department for client due diligence on anti-money laundering and countering the financing of terrorism;

10.        Adviser and trainer to all colleagues for compliance matters;

11.        Oversee SSAE 16 and peer audits;

You will ideally have in excess of 5 years in a similar role which must have come from an asset management firm.