Asset/investment Management Compliance Officer
Our client, an internationally recognized investment management firm, is seeking a number of compliance professional at a range of seniorities for a long term project surrounding the creation, implementation and testing of a compliance framework. Candidate will require in depth knowledge of some or ideally all of the following:
- Investment or asset management business practices and formulation of compliance programs
- ERISA Regulation
- Current and upcoming SEC regulation and practices
- Compliance Testing including the Advisers Act of 1940 and 1940 Act
- GIPS requirements
- Rule 206(4)-7
- SEC inspections and examination procedure
Please note that we are looking for candidates with anything from 3 years experience to 25+.
For further information or to make and application please email Et Halstead at JCW, attaching a résumé, on Et.Halstead@jcwresourcing.com. Candidates must be eligible to work in the USA with sponsorship.
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