Assistant Compliance Officer / Compliance Officer (Foreign Exchange)
You will be responsible for:
- Liaising and dealing with relevant regulatory authorities (eg SFC)
- Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits, FX License registration and examinations
- Coordinate with global Compliance Department
- Monitoring of standard business activities, functions and practices to ensure compliance with regulations and policies
- Provide compliance training (eg. AML CPT) to in-house staff
- Provide assistance on ad-hoc investigations in order to get background information to provide advice and recommendations
- Assist in establishing and developing appropriate and effective internal compliance policies and procedures on any new regulatory requirements and business activities or products
- Preparing on-going development of compliance monitoring programs that are used for monitoring assignments
- Identify key compliance risks and weaknesses and recommend enhanced procedures to improve operational efficiency and control
- Perform any ad-hoc tasks assigned
Ideal candidate should be meet our below requirements:
- University graduate in Commerce and Law
- Minimum 3 years relevant experience in compliance in a SFC regulated firm
- With professional qualification such as certified public accounts, qualified lawyers are advantages
- Solid knowledge of regulatory requirements (AML, KYC and SFC regulations)
- Good understanding of control concepts as well as compliance rules and regulations
- Strong English skills preferred, excellent writing skills required
- Skills in reading of Simplify and Traditional Chinese is a must
- Traditional Chinese typing skills required
- Immediate available is highly preferred
- Candidate with more experience will be considered as Compliance Officer
We offer 5-day work week; comprehensive training; excellent career development and prospects and a competitive package, including annual leave, medical benefits (clinical, hospital dental). If you are ready for a new challenge in your career, please submit your application via FXCM Career Center at https://www1.apply2jobs.com/FXCM/ProfExt/index.cfm?fuseaction=mExternal.showJobRID=536CurrentPage=1
Please visit our Website: http://www.fxcmasia.com for reference.
Information provided will be treated in strict confidence and only be used for recruitment-related purposes.
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