Associate – Client onboarding team recruitment

Company Description

Our client is a prominent international investment bank aiming to grow their regional Equities business. They are now seeking for an experienced Senior Analyst to join their client integration team in a newly created position with good career prospects to grow internally.

Job Responsibilities

• Perform AML/KYC due diligence on institutional clients across Asia in support of various product types including equities and equity derivatives.

• Work effectively with front office and the client on-boarding team to help them manage their clients and internal business partners. This includes answering queries and obtaining the necessary documents to satisfy the bank’s AML policy.

• The candidate is expected to liaise with various teams and have direct communication with the client to ensure client’s requirements are fully fulfilled and ensure smooth transition to Equity and Prime Services platforms

Candidate will provide prioritization to KYC team, credit and legal. And provide seamless hand-off of the client to operation and client services team upon go-live.

Properly manage and escalate cases where AML risk is apparent by acting as the liaison between the compliance and financial crime teams.

• Assist in operations projects focused on account openings that ensure the team maintains ‘best practice’ due diligence standards to mitigate AML risk.

Job Requirements

•     3 to 4 years related experiences in the financial institution

•      Familiar with regulatory requirements and AML/KYC requirements with good understanding of Credit/Risk

•      Good understanding of derivatives and prime brokerage products and workflow

•      Good understanding of various legal agreements including but not limiting•  to PBA, ISDA, Futures Agreements, CMNA and MCA

•      Strong communication skills

•      Ability to think independently and a good team player

•      Strong Excel and PowerPoint skills

•      Very good communication and interpersonal skills is a must.

Reply To (Contact Email)

If you are interested in this position, please send your resume to swapna.reddy@linksrecruitment.com quoting reference JO#13747-SR in the subject header. Only qualified candidates will receive a reply.