Associate recruitment
Duties and Responsibilities
The Associate can expect to focus on the following areas:
• Complete and process new and existing client account applications and account
maintenance documentation
• Interact with clients and custodian(s) as necessary in servicing clients’ needs
• Gather, organize and synthesize client data within a financial planning context
• Attend client meetings in a supporting role
Qualifications
The Associate position typically requires the following qualifications:
• Desire/ability to work successfully in a small company environment
• Team player, collaborative, able to work with others
• Strong written and verbal communication skills
• Detail-oriented, accurate, organized, able to set priorities and multitask
• Strong proficiency with Excel
• Bachelor’s degree required
• Experience with Charles Schwab Company account applications and account
maintenance documentation a plus
• Series 65 exam (or study and pass exam on the job)
Salary and Benefits
• Competitive salary based on industry standards experience
• Incentive compensation
• Health care coverage, long-term disability plan, life insurance and SEP IRA Retirement Plan available
• Partial support for professional accreditation/continuing education requirements and
other education/training opportunities
Please fax cover letter and resume to (212) 221-5385 or hit the Apply Now button. No phone calls, please.
Candidate must reside in the NYC metro area.