Associate/AVP – Compliance – Singapore recruitment

Primary responsibilities include:

Advising on and managing a broad spectrum of regulatory compliance issues (e.g., market conduct, proper handling of material non-public information, regulatory reporting) and ethical conduct issues
Reviewing compliance policies procedures to identify potential areas of compliance vulnerability and risk, making recommendations and implementing changes to mitigate these risks
Working with the Compliance team to track industry best practices and regulatory changes
Conduct compliance training

Requirements:

You must have a good working knowledge of the financial services industry. The role requires one to collaborate with other departments in addressing and resolving compliance issues.
To be successful in this role, you must have excellent communications skills and the ability to work well with a broad spectrum of people. Above all, you are able to work both independently and as a member of a team.
You should preferably be a LLB graduate with strong academic results and a minimum of 3 years' relevant experience. Those holding other degrees and with strong relevant experience in regulatory compliance will also be considered.

Taylor Root, part of The SR Group, licence number 10C4100

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