AUDIT MANAGER – INVESTMENT BANKING (FINANCIAL MARKETS) recruitment
Our client is a leading investment bank, with world-wide market coverage including derivatives, equities, foreign exchange, fixed income and structured products markets. The Group has continued regional expansion plans which has brought about the need for a qualified individual to join its dynamic and proactive audit team. The role will give the successful candidate a broad exposure to various aspects of the financial markets and associated regulatory frameworks.
Liaising with key management personnel, you will be imperative in the independent reviews of risk management and control processes as well as the improvement of the audit function’s risk assessment of the business
Key Roles Responsibilities
- Establish and develop effective working relationships with Management of business units for which incumbent has risk assessment responsibility.
- Act as liaison with Management to ensure full understanding of business strategy, plans, products, performance and risk-related issues at business unit level and communicating these to the relevant Functional Team members via bottom-up continuing risk assessments and dialogue.
- Perform, support or lead where directed, the planning, fieldwork, and reporting of internal audit engagements to deliver agreed assurance objectives to established standards and timelines.
- Where undertaking the role of Team Leader, provide interim performance feedback to team members through written evaluations.
- Focus on specific Global Business Products/ Functions
- Support Functional Head in maintaining relationship with Executives responsible for Global Business Products/ Functions
- Develop technical expertise for Global Business Product/ Functions
- Perform, support or lead where directed, the planning, fieldwork, and reporting of internal audit engagements to deliver agreed assurance objectives to established standards and timelines
- Perform internal control evaluations which identify key risks and controls and develop audit program procedures to test controls
- Provide non-assurance services to business units where required, through participation on advisory engagements / special projects within the Group.
Key Requirements:
- A good honors degree in accounting, finance or related discipline
- 3-5 years audit or accounting experience in a public accounting firm or financial institution (investment banking experience is preferred)
- CPA qualified
- CFA; FRM; PRM qualifications preferred
- Able to effectively audit global markets and investment banking businesses/products
If you are interested in the above position, please email your CV in word format to
shari.ng@robertwalters.com or call +65 6228 0249, quoting the job reference 396230