Audit Manager

Audit Manager - VP

VP Audit Manager II, US Basel: The VP AMII, US Basel, reports to the SVP Director, US Basel, Internal Audit, and will be responsible conducting and coordinating audit activities of Basel implementation of applicable portfolios at TD Bank, America's Most Convenient Bank ¿TD Bank¿ . TD Bank is a designated core Bank under Basel and is subject to implementation requirements under both Canadian and US rules. The implementation of Basel represents an important Business/Regulatory initiative and maintaining robust audit coverage is a key element for success.

Responsibilities:
-Manage a team of Project Auditors currently 7 members with expectations for growth and conduct/coordinate many of the planning, testing, reporting, findings follow-up, gap closure and regulatory submission review activities throughout the course of implementation.
-Develop / Enhance audit approach and coverage that is consistent with internal and regulatory expectations.
-Work closely with TD Bank Internal Audit and TD Bank Group Internal Audit parentco to map and coordinate audit activities and leverage internal expertise.
-Assist in the management and oversight of relationships with External Advisors in a cost effective manner to map and coordinate audit activities where external subject matter expertise is required.
-Work closely with the US Program Management Office, Work-stream Sponsors and other Key Stakeholders to understand approach and monitor status of implementation efforts and provide timely / high quality independent assessments and identify / escalate issues as appropriate.
-Participate on various Basel working groups and steering committees as Internal Audit representative in ex-officio capacity .
-Prepare submissions to key Internal Audit committees i.e. Internal Audit Steering Group and other committee as appropriate.
-Liaise regularly with external parties i.e. Regulators / External Auditors to provide status updates and ensure timely / quality executions against external expectations.

Requirements:
-Extensive understanding of Basel framework and demonstrated experience in overseeing implementation efforts within US regulatory environment
-Extensive understanding of Audit framework within a large Bank environment and demonstrated experience in managing a team of Auditors.
-Proven history of making an impact, developing and executing on strategies and delivering superior results in both the short and long term.
-Proven ability in developing and deploying a vision and impact/influence others to align to that vision. Be known for providing creative thought leadership while also listening and engaging others to provide input in the shaping of that vision.
-Powerful communicator who engages colleagues, business partners, external stakeholders, and employees and who is a strong advocate and leader in delivering a positive employee experience.
-Confident presentation and facilitation skills and strong interpersonal and leadership skills to facilitate working with senior management at all levels.
-Demonstrated relationship building skills, with a superior ability to make things happen through the use of positive influence.
-Expertise in working effectively in teams - requires a track record of working cross-organizationally and with multiple stakeholders at varying levels.
-Robust organizational skills with the ability to work in a fast paced environment and manage multiple deadlines and priorities.
-Strong decision-making and follow through abilities exercising good judgement and risk assessment
-High level analytical skills and ability to think strategically
-Strong relationship management skills works well independently and with others
-PC Skills MS Office Suite
-Undergraduate / Graduate Degree, Program Management experience and Audit designations considered an asset.

TD Bank is an Equal Opportunity Employer. Drug Test and Background Screening is Required.