Audit Supervisor

Audit Supervisor - Basel

The purpose of an Audit Supervisor is to assist the organization in achieving its stated objectives by providing an independent assessment of the control environment within which business is conducted. Using a standard risk based methodology, the auditor assesses risk, identifies and reviews controls for design effectiveness, and performs tests of controls to determine their operational effectiveness. Audits are performed in accordance with the professional standards of the Institute of Internal Auditors.

The scope of the audit work is all project based for Basel II regulatory compliance. The . Auditors execute audit processes as part of a team however, in some cases an auditor may work as an individual contributor. The auditor summarizes the audit results and recommendations in a report, which is presented to audit management for review prior to issuance in final to the business line.

-Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion within prescribed budget, time and scope parameters.
-Develop/contribute to the audit planning process with the client during and subsequent to the audit.
-Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to client and audit management.
-Follow-up on findings raised by regulatory and internal divisional audits.
-Works under general direction of management and is responsible for the completion of the audit.
-Maintains confidentiality of data/materials/information received and/or reviewed with business lines

-4 year degree required
-2-4 years of related experience, preferably banking / credit
-Professional Audit Certification strongly preferred, CIA
-Basel II experience a plus
-In depth knowledge of audit principles and practices
-Regulatory experience preferred
-Project planning and management skills
-Strong oral and written communication skills
-Works well independently and with others
-Analytical skills
-Exercises good judgment
-Travel - minimal

3 open posiitons

TD Bank is an Equal Opportunity Employer. Drug Test and Background Screening is Required.