Audit/Control
One of the largest and most well-established financial institutions in the world is seeking an AVP-level audit expert to establish and oversee the compliance methodology for the bank's Compliance Program and Support Office in Boston. The AVP will set up the control and testing program for the bank to inform the Chief Compliance Officer on regulatory and legal compliance. To that end, this person will take a lead role in oversight and project management.
The incumbent will be responsible for administering the Axentis GRC application, generating compliance reports, managing projects across the Business-aligned Audit teams, and performing centralized testing for certain regulatory controls.
Responsibilities:
- Manage oversight reviews to evaluate various aspects of the Business-aligned compliance oversight programs.
- Review controls documentation completed by the Business-aligned Compliance teams to ensure adherence to the methodology.
- Create and present training materials related to the procedures that govern the Business-aligned compliance oversight programs.
- Assist with annual regulatory risk assessment activities.
- Manage junior staff on a day-to-day basis and provide real-time feedback.
- Develop working relationships with global Business-aligned Compliance teams.
Qualifications
- Bachelor's Degree
- Minimum of four years of work experience with internal controls
- Managerial and project management experience
- Strong analytical, written communication, interpersonal and organizational skills
- Detail and deadline oriented
- Ability to multi-task in a fast-paced environment
- Proficient with Microsoft Excel, PowerPoint and Word
Please contact Matthew Gallira with Huxley Associates for further detail.
To find out more about Huxley Associates please visit www.huxley.com
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