Auditor – Investment Bank recruitment
Group Internal Audit (GIA) is an independent and objective function that supports the firm in achieving its defined strategic, operational, financial and compliance objectives by providing a systematic and disciplined approach to evaluating and improving the effectiveness of risk management, control and governance processes. GIA reports to the Chairman of the Board of Directors and the Risk Committee, supporting them in discharging their governance responsibilities and providing assurance over the Group’s processes for strategic and business planning as well as setting risk appetite.
You will leverage your understanding of Investment Bank activities and products to help plan, execute and report the results of Investment Bank audits. Specifically:
- Analysing and assessing the risks (market, credit, operational, legal and compliance) assumed by the business
- Identifying and evaluating the effectiveness of controls designed to address those risks;
- Providing practical, innovative, and value-adding solutions to issues identified, and
- Preparing reports of review findings for UBS senior management at local, global, functional and Group level.
- Additionally you will be expected to monitor the risk profile of business and the related support / control functional areas assigned to you and suggest changes / additions to the audit plan as necessary.
You will gain exposure to various Investment Bank products, focusing on the audit of trading activities within the equities and fixed income businesses, together with the related support and control areas. There will also be some exposure to UBS Investment Bank’s MA Advisory business.
Job Requirements:
- Experience working as a Financial Services auditor (Training will be provided in more complex structured products, as necessary)
- Post qualified experience as an internal auditor or relevant audit experience in financial services. Audit experience should include all audit processes, including risk assessment, planning, execution, and reporting
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Good knowledge and experience in Investment Bank products, risk controls and regulatory environments, particularly candidates with work experience in equities / fixed income trading, operations, market / credit risk control or product control
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Demonstrated leadership through iniatives taken to be an agent of change.