AVP
Regulatory Reporting AVP - Top Bank - London
A leading bank inLondonis seeking a Regulatory Reporting professional to work with the Compliance and Head Office functions to create and maintain an environment that enables regulatory reporting, control and oversight across all areas of the bank. You will be using your experience to meet daily demands and deadlines for regulatory shareholding disclosures, ensure compliant and accurate reporting to relevant regulatory bodies, build relationships across the business and carry out effective business analysis to drive operational performance.
Responsibilities:
- Liaise with key regulators external legal counsel with respect to collation submission of regulatory reports.
- Identify operational and technical efficiencies to ensure that the bank meets its global regulatory obligations;
- Integration and effective management of the system to ensure that the bank meets regulatory requirements;
- Meeting business or regulatory requirements and understanding specific 'product - report' relationships;
- Analysis and compilation of business requirements for domestic and overseas reporting
- Manage monitor the file receipt load process each morning, liaising with Business area colleagues support teams when required.
- Manage daily/monthly/quarterly process to provide key reports to Global regulators
- UK Takeover Panel reporting and relationship management
- Manage the monitoring of global jurisdictional reports
- Collating and submitting any necessary disclosures
- Meet ad hoc requests for data and information from companies, regulators and colleagues;
- Liaison with external lawyers to determine reporting requirements;
- Resolving complex queries and data issues for business representatives responsible for threshold monitoring;
- Resolve queries and issues around large shareholding reporting and EU short selling debt reporting;
- Analyse and feedback for systems and reporting model developments
- Develop and maintain internal relationships with key data suppliers/business compliance teams across the bank to gain better understanding of business plans and product offerings;
- Develop foster relationships with key support teams across the bank with I.T.
- Develop and maintain external data suppliers and agencies;
Requirments:
- Knowledge understanding of share dealing terminology, investment banking practices and security products.
- Some knowledge of regulatory reporting requirements across the UK Europe [and other overseas jurisdictions].
- Understanding of processes and requirements arising from M A activity that impact on Large Holdings operations
- Knowledge of legal and regulatory requirements relating to operations
Salary - Market Rate
Location -CanaryWharf
This is a fantastic opportunity to progress your career in a leading banking institution. Applications are open so please send CV's to Ryan Graham at r.grahamatrealstaffing.com
To find out more about Real, please visit us on www.realstaffing.co.uk
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