AVP AML / Trade Surveillance Compliance – Investment Banking :: Regional Exposure recruitment
My client, a Top Tier Investment Bank and Wealth Management firm is looking to hire an AML Trade Surveillance Compliance Manager.
The individual will assist the Regional Compliance Head with AML/Trade Surveillance monitoring and investigations.
This is a great opportunity to interact with senior business members on a regional and global basis. With a solid platform to development this role hold the opportunity to move into a broader position within 1 year.
Responsibilities
- Daily compliance planning, execution and review
- Assessing the compliance policies, procedures and control within AML whilst ensuring that the AML procedures remain current and in line with the regulatory environment
- Analysis of surveillance reports and conducting investigations when necessary
- Trade surveillance and monitoring and ad hoc trade exception approvals
- Liaising with the business across Finance, Technology, Front Office etc relating to and AML issues and regulatory changes
- Training and development for staff and the business alike on anti-bribery, surveillance and money laundering risks to the business.
Experience
- Degree in Law, Accounting, Finance or related
- At least 5 years work experience with some exposure to AML, Surveillance and KYC areas with a good appreciated for regulatory laws and requirements within this space
February 22, 2012
• Tags: Accounting & Finance careers in the Hong Kong SAR, AVP AML, Investment Banking :: Regional Exposure recruitment, Trade Surveillance Compliance • Posted in: Financial