AVP – Capital Markets Auditor recruitment
Responsibilities:
• Perform risk-based audit reviews and recommending solutions to identified issues and problems within the organization
• Develop clear and concise risk/control matrices and audit programs and analyze business processes, procedures, and risks and evaluating the internal controls
• Validate the quality and reliability of the findings and deliverables
• Add value to the Business by raising relevant recommendations
• Write quality reports with appropriate recommendations
• Deliver clear presentations to Senior Management and Internal Audit Management
• Manage time and priorities while performing the audit reviews
• Manage and train less senior members of the team
• Follow up issued audit recommendations and check proper implementation
• Investigate large incidents and fraud cases if and when necessary
• Improve personal and professional development by keeping up-to-date with changes in financial services and products and attending training courses / sitting exams
• Adopt and promote good ethical values
Requirements:
• 3+ years of financial services experience with a focus on Investment Banking Products and Services.
• Audit experience in Fixed Income, Global Equities and Commodity Derivatives, Structured Finance, Liquidity Management and Corporate Finance.
• Strong understanding of the relevant risks and controls in areas such as Trading, Origination, Distribution, Sales, Order Management and Trade Execution, Compliance, Risk Management and Operations.
• Excellent writing, verbal and interpersonal skills
• BS/BA (Finance and/or Accounting preferred)
• CPA, CIA or other audit related certifications preferred
For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com
Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com
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