AVP – Compliance Counsel (5-7 yrs) – Singapore recruitment
Our client has a wide gamut of asset management businesses (including PE funds, real estate funds, and closed-end mutual funds) and they provide various financial advisory services, such as financial, strategic and restructuring/regorganisation advisory, as well as fund placement services.
Job Responsibilities
This newly created role will be perfect for a driven and ambitious individual who has personal impact and strong experience with the local market in Singapore, given the need to obtain and maintain licenses for the various fund management businesses in Singapore. Other responsibilities include (and are not limited to the following):
- Ensuring legal and regulatory compliance landscape of the Singapore-based businesses and funds
- Ensuring adherence by local employees to the firm's compliance policies and developing local policies
- Ensuring local regulatory filings and coordination with MAS is proper and timely
- Reviewing and drafting marketing materials
- Other broad-based legal/compliance work involving:
- AML / monitoring compliance
- Compliance training and support for other regional outfits
Requirements
- 5-7 years experience with a global asset manager / investment bank in either a compliance or legal function
- Candidates who are law degree holders and who have Mandarin skills will have a huge advantage (though they are not prerequisites)
Taylor Root Singapore
Taylor Root - a member of The SR Group
EA Licence No. 10C4100
February 25, 2012
• Tags: AVP, Compliance, Compliance Counsel (5-7 yrs), Legal careers in the Singapore, Singapore recruitment • Posted in: Financial