AVP Compliance & Front Office Change Management – Regulatory Change

 

AVP Compliance Front Office Change Management – Regulatory Change – Leading Investment Bank

Leading Investment Bank is looking for a strong AVP Business Analyst / Project Manager with a background in Compliance, Regulatory Change around the Front Office.

The position is a joint initiative between Front Office Compliance to promote an enhanced compliance culture though the bank. This will involve establishing controls around a series of key risk areas and the oversight quality assurance on front office controls on these areas.

The role gives fantastic exposure to senior global heads and you will perform key project management roles for all Compliance initiatives, including the Compliance Control Framework programme, integration of Central Compliance functions and delivery of strategic regulatory projects.

Working in a niche team you will be involved in a broad range of management, regulatory and project initiatives across Compliance.  The role will demand regular interaction within Compliance as well as with the Front Office, Legal, IT and other external parties. 

Provide project management oversight and supervision for other key Compliance initiatives, these include the transition, integration and re-engineering of teams including trade surveillance and employee trading.

Driving the strategic direction of regulatory adherence projects, including key project stream to ensure the bank is prepared and aligned when new local regulatory requirements are implemented this will require  particular  engagement with stakeholders in a number of locations and detailed tracking and oversight to ensure timely delivery of change initiatives.

Strong Business Analyst / Project Management coming from a Finance Change / Finance Transformation / Regulatory Change and Compliance background from another leading Investment Bank.  Solid CV with outstanding academics, numeracy, IT literacy and communication skills. Most importantly the potential to rapidly add value in this extremely switched on environment.

Management Consultant - Project Manager - Business Analyst - Regulatory - Basel – Dodd Frank - London

Concilium Finance is an equal opportunities employer and welcomes applications from all age groups.

Concilium Finance is acting as an employment agency for this opportunity.

April 19, 2013 • Tags:  • Posted in: Financial

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