AVP, Compliance (Insurance & General Banking) recruitment
Responsibilities:
- Provide support on insurance policy advisory, training, procedure update and review
- Ensure adequate compliance and control oversight and support provided to the Businesses, and to institute a sound and disciplined products sales compliance and control framework and process
- Develop compliance policies procedures regarding responsible products and sales across segments in the country, and to ensure effective implementation and compliance of relevant corporate, Regional and country policies (including RCSA) and local regulatory compliance
- Help business teams in implementing a robust sales supervisory framework including product suitability, risk disclosures, surveillance and monitoring reports, compliance-related training, and corrective action
- Advise business teams for business initiatives and to review relevant product programs and procedures, sales marketing materials and literature, advertisements and incentive programs
- Manage regulatory examinations, reporting and enquiries, and to coordinate external reviews and audits
Requirements:
- Bachelor Degree holder with minimum 3 years of compliance financial industry experience
- Experience with regulatory, compliance, risk and control
- Hands on SFO, HKFI, PDPO or HKMA experience, with RMB product and SME knowledge is a plus
- Knowledge of insurance, banking and securities rules and regulations
- Able to work with a minimum level of supervision and a team player
- Proactive and excellent interpersonal skills
- Excellent written and spoken English and Chinese language skills
To apply please click on the 'Apply online' button below or enter HK22687/JSIU in the 'Job Ref Number/ Keyword' section of jobsearch.hk.hudson.com or contact Jennifer Siu on +852 2919 6245 for a confidential discussion. Alternatively, email your resume to jennifer.siu@jobs.hudson.com quoting efinancialcareers - HK22687/JSIU. Interested parties are required to supply their valid HK ID No. or Passport No. (for overseas applicants).
Your interest will be treated in strict confidence and only shortlisted candidates will be notified.
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