AVP Compliance Officer recruitment
The Role
This will include analyzing exception and resolving issues as appropriate but also to support the team and contribute to driving best practice and defining the supervisory process.
You will bring to the table a familiarity with commonly employed trading strategies and have a working understanding of SRO and SEC regulation.
Reporting to a strong leader this opportunity exists in an organization that's is doing well, is growing and offers its employees the opportunity to take on a diverse and broad role. This role will likely evolve and you will get involved in key projects.
Experience
This is an excellent opportunity for a candidate with a minimum of 3 years experience in trading compliance. Candidates who have worked in a supervisory capacity will also be considered. You must have a strong understanding of Equities and or Fixed income trading and be savvy with systems.
The organization is looking for candidates with a strong work ethic and a stellar background in trading compliance
Furthermore candidates must have an ability to communicate, influence and must be self motivated and eager to learn.
The Organization
Our client is a Broker Dealer with an unrivalled reputation for innovation who is committed to providing its employees with a stimulating place to work.
Contact
If you are interested in finding out more about this role, or would like information on how to register proactively with Michael Page please press the apply button or alternatively please reach out to- (Fiona Webber at fwebber@michaelpage.us.com or 212 661 4800). Fiona is a specialist Regulatory Compliance Recruiter.
Michael Page International is one of the World’s leading professional recruitment consultancies, specializing in the placement of candidates in permanent, contract, temporary and interim positions with clients globally.