AVP, IBD Compliance recruitment
A leading, global Investment Bank is looking for an Investment Banking Compliance professional to join a dynamic team and business.
If you have the following skills and experience then this may be a great opportunity for you to join a reputable brand in financial services:
- At least 2-3 years of compliance experience in financial services industry.
- Practical knowledge in financial services regulations and compliance practices across Asia and Greater China.
- Strong English communication skills (oral and written) with business-level fluency in Mandarin.
- Strong relationship management skills and able to interact with senior management
The primary functions of this position will be to participate in the development of compliance program and forensic testing plans, to conduct reviews to test compliance with policies and procedures and co-ordinate with other areas of the Legal and Compliance division in respect of ongoing compliance policies, e.g. employee trading, disclosures of interest etc. Travel within Asia and Mainland China may be required.
For further information please contact Charles de Carvalho on +852 2168 0794 or charlesdecarvalho@puresearch.com