AVP, Legal & Compliance recruitment
Responsibilities
- Assist in the management of regulatory risks arising from the company’s investment activities worldwide
- Advise on and manage a broad spectrum of regulatory compliance issues(e.g., market conduct, proper handling of material non-public information, regulatory reporting) and ethical conduct issues
- Reviewing compliance policies procedures to identify potential areas of compliance vulnerability and risk, making recommendations and implementing changes to mitigate these risks
- Working with the Compliance team to track industry best practices and regulatory changes
- Conduct compliance training
Requirements
- A LLB graduate with strong academic results and a minimum of 3 to 5 years’ relevant banking and financial experience
- Strong relevant experience in regulatory compliance will also be considered
- Good working knowledge of the financial services industry
- Excellent communication skills and the ability to work well with a broad spectrum of people
- Ability to collaborate with other departments in addressing and resolving compliance issues
To submit your application, please email your resume in word format to Leo Anderson Woon at leoanderson_woon@kellyselection.com. Your interest will be treated in the strictest of confidence.
May 17, 2009
• Tags: AVP, Compliance, Legal & Compliance recruitment, Legal careers in the Singapore • Posted in: Financial