AVP / VP Fixed Income Sales & Trading Advisory recruitment

Main Duties

• Provide in-depth knowledge and experience of the relevant GSE and FRBNY rules and regulations with respect to both trading and controls.

• Provide real time support and advice to the sales and trading desk personnel.

• Ability to review rule proposals and amendments and clearly interpret their affect on the relevant areas.

• Develop and implement Compliance policies and procedures as needed.

• Assist with regulatory exams and inquiries in relation to the Rates business.

• Provide clear insight when evaluating New Product Sign-Off on relevant products

• Interact with and present to senior compliance and front office personnel on relevant issues.

• Assist Operations and IT with trade reporting related questions in addition to having a strong familiarity with trade reporting rules.

Person Requirements

Basic Qualifications

• 4-year college degree

• 4+ years of compliance and/or regulatory experience in broker or banking institutions.

• Must have experience providing real time Compliance advice to Sales/Trading areas.

•  Must have experience with financial products and transactions

Preferred Qualifications:

• Extensive knowledge of sales and trading activities and in-depth product knowledge a plus.

• Team player

• Knowledge of Rates/GSE cash markets

• Derivative Experience a plus

• Strong interpersonal and presentation skills; confidence to deal with salespersons, traders and IBD personnel