Bank Compliance Testing Associate-Mortgage
Position Description
Morgan Stanley seeks a compliance testing associate to execute compliance testing covering mortgages.
Skills Required
• Bachelor's Degree. MBA or CRCM certification is preferred.
• Previous experience with a bank government agency preferred (e.g., OCC, FRB, or FDIC) or in a regulatory, compliance, or internal audit capacity within the banking industry.
• Minimum of ten years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory requirements, and experience in analyzing business risk and best practices.
• Experience with Office of the Comptroller ("OCC"), the Consumer Finance Protection Bureau ("CFPB"), the Federal Deposit Insurance Corporation ("FDIC"), and the Federal Reserve Board ("FRB") regulations, and bank safety and soundness guidance provided by the Federal Financial Institutions Examination Council ("FFIEC") and the federal banking authorities (OCC, CFPB, FDIC, or FRB) including consumer laws and regulations and/or Transactions with Affiliates (Regulation W). Experience with mortgage, retail, institutional lending or FX businesses.
• Highly developed investigative skills - inquiry and analysis, interviewing, testing, organization and presentation (both written and verbal).
• Ability to handle a fast paced environment with minimum supervision and successfully meet established deadline requirements.
• Excellent communication (oral and written), interpersonal and PC skills.
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