Branch Office Manager recruitment
Responsibilities
- Review and approval of Options, Equities and Futures Transactions and Accounts
- New account documentation review and approval for Securities, Securities Options and Futures/Commodities Accounts
- Review of all correspondence (includes written and electronic (IM))
- Applicable Regulatory filings
- Error Account Review
- Regulatory Transaction Reporting Reviews
Qualifications
- Must have Series 7 and 24 licenses
- At least 5 years experience in a regulatory, compliance or a registered representative role in a broker dealer
- Good analytical skills including an understanding of process analysis and controls
- Excellent understanding of industry trading systems and software applications
- Excellent oral and written communication skills
Great opportunity to work for a dynamic, fast paced international brokerage firm. Generous benefit package including generous PTO (Paid Time Off) package, 401k plan, education assistance, annual bonus and more. Nice office environment, conveniently located close to trains. Please email resume to our Human Resources Consultant.
PARKWAY CONSULTING
pat@parkwayconsulting.com
About Parkway Consulting
Parkway Consulting is a Chicago-based human resources consulting firm, with a broad client base encompassing the financial services industry (including asset classes in futures, equities, options), FCM’s. Broker Dealers, proprietary trading, venture capital, and exchanges.
July 13, 2012
• Tags: Branch Office Manager recruitment, Commodities careers in the USA • Posted in: Financial