CASS Expert
This opportunity is ideal for candidates with strong client asset knowledge from a bank or a consultancy who are looking to step up into a more senior role.
Leadership skills are also key as well as an ability to liaise with a variety of senior stakeholders with in the business.
Responsibilities:
• UK Client Assets protection, either from a regulatory or operational perspective;
• Compliance oversight of an Infrastructure area including Operations, Finance or Technology;
• Regulatory obligations in relation to outsourcing;
• Client take on, client categorisation and regulatory disclosures;
• Regulatory obligations in relation to voice recording and record keeping;
Experience:
• CASS experience in financial services with a leading bank, securities house, regulator or consultancy practice in an operational, control or compliance function.
• Professional and articulate
• A proven track record in managing individuals.
• Good analytical and numerical skills.
• Good communication skills in order to present views to senior management and to explain technical requirements.
• Ability to remain focused under pressure.
• Detail oriented and good memory skills.
• Ability to perform multiple tasks simultaneously.
• Degree educated or equivalent.
This is an excellent role for a candidate who has the desire to become a subject matter expert within CASS but also be part of a global senior management team.
Leave a Reply
You must be logged in to post a comment.