CASS Quality Assurance recruitment
Responsibilities Include:
- Conduct regular quality assurance reviews of CASS related processes and controls, which includes treatment of client money and client assets
- Identify gaps in processes and work with the business to remediate gaps and answer queries in order to ensure compliance with regulatory rules and where required, improve operational efficiencies
- Clearly document results of testing and action plans to remediate any issues
- Conduct risk control assessments on Operations owned compliance issues and work with the business lines to maintain a robust regulatory control environment.
- Manage the daily BAU custody processes including governance around new accounts, reconciliations and reporting.
Previous Experience Required:
- Investment banking experience, specifically within the regulatory arena (CASS)
- Operational knowledge experience of CASS rules
- Ability to identify, analyse and remediate issues/risks with the business by way of logical thinking and attention to detail.
- Ability to work independently and in a team environment
November 22, 2011
• Tags: CASS Quality Assurance recruitment, Operations careers in the UK • Posted in: Financial