Central Compliance Administrator recruitment
Our client, a global investment and commercial banking organisation, are currently recruiting for an experienced and knowledgeable compliance administrator. The successful candidate will report to the compliance functions manager, and responsibilities will be as follows:
- The approval and administration of FSA registrations.
- Subscriptions and maintenance of records
- The tracking and administration of PA dealing.
- Administration of and monitoring of gifts and entertainment.
- Desk moves approval and dealing with issues surrounding conflicts and Chinese walls.
- Elements of compliance training, particularly induction and new joiner compliance training.
The successful candidate will require experience across compliance administration and knowledge of compliance policies and procedures. They will need sound knowledge and understanding of the Financial Services Industry and of UK regulation.
For further information, or to apply for this role, please contact Nik on 0207 324 6192 or email me on nik.sabherwal@jcwresourcing.com
December 9, 2011
• Tags: Central Compliance Administrator recruitment, Retail Banking careers in the UK • Posted in: Financial