Chief Compliance Officer/Controller

Chief Compliance Officer/Controller - Asset Management (Job Number: 1314448)

Description

The person in this role will have dual compliance finance responsibilities. Will be responsible for providing regular monitoring and testing of the Company's Compliance program and Risk Management function. Includes preparation and maintenance of related Compliance documentation and assisting in monitoring and analyzing the Company's overall risk exposure on a day-to-day and long-term basis. In addition, the person will be responsible for oversight of complex accounting and reporting duties related to SEC/shareholder/regulatory reporting. S/he will also be responsible for financial planning, forecasting, measurement, review and analysis of business.

Qualifications

BA/BS degree. BA/BS degree in Accounting is preferred. 5+ years of experience in Financial Services. 7+ financial services years preferred. JD a plus.

GH:AM

Primary Location: New York, NY, US
Internal Jobcode: 32649
Job: Investment Management
Organization: BNYM IM General and Admin-HR08107

November 4, 2013 • Tags:  • Posted in: Financial

Leave a Reply

You must be logged in to post a comment.