City of London – Compliance Officer – Wealth Management – Asset Management recruitment
My client provides wealth management advice and services to private clients and family offices and are looking to recruit a Compliance Officer. My client believe that in order to build successful long-term relationships with our clients, it is essential that we first take the time to listen carefully and attentively to their expectations, requirements and concerns. This may include tax considerations, investment time horizon and risk tolerance, as well as other important elements such as income needs, preferred investment strategies or many other factors. My client offer proprietary strategic asset allocation tools. Compelling institutional style investment offering. Access to innovative private equity and other alternative investments. Custodian agnostic – clients can hold assets with most banks or custodians. Independent advice and execution available to private investors and family offices. Partners have decades of experience in capital markets and investment management. The role of Compliance Officer will report to the Chief Compliance Officer and will advise the Board and Senior Management of regulatory change and developments. Establish and maintain a new system which tracks emerging regulations and activity. Responsible for coordinating investigations, assessments and reporting to the FSA accordingly. Establish and maintain the central compliance manual. Provide compliance training across the business. Advising on policies and procedures that relate to compliance within this company. My client is under taking a period of growth and with the company growing this position will grow.
Position : Compliance Officer
Position based : London
Start date : Immediate
Salary : £40,000 - £60,000 (Depending on experience ) plus benefits and bonus
Contact : Edward Sellick
Tel : 00 44 207 887 6497
E-Mail : e.sellick@chesterwoodllp.com